Peter Yu

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wellington Management International Limited
FRN 208573
- [FCA CF] Client dealing (since 11 Jul 2022)
Amundi (UK) Limited (no longer approved here)
FRN 114503
- [FCA CF] Client dealing (14 May 2021 to 24 Jun 2022)
InfraBridge Investors (UK) Limited (no longer approved here)
FRN 452656
- [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2021)
- CF30 Customer (11 Dec 2018 to 8 Dec 2019)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (26 Oct 2017 to 30 Nov 2018)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (20 Oct 2016 to 30 Nov 2018)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (14 Oct 2011 to 27 Jun 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.