abrdn Investments Limited

• Principal Place of Business

  280 Bishopsgate

  London

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +4402074636000

  Web

  https://www.aberdeeninvestments.com

• Complaints Contact

  1 George Street

  Edinburgh

  Midlothian

  EH2 2LL

  UNITED KINGDOM

  Phone

  +4401313729444

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Life Policy, Non-investment insurance contracts

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Pertti Mikael Vanhanen

  IRN PMV01019

  • CF29 Significant management (4 Mar 2016 to 8 Dec 2019)
  • CF1 Director (14 Apr 2014 to 3 Mar 2016)
• Peter Archibald McKellar

  IRN PAM01112

  • SMF18 Other Overall Responsibility (16 Jul 2020 to 1 Oct 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2020)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Sep 2020)
  • CF30 Customer (14 Aug 2017 to 8 Dec 2019)
• Peter Becker

  IRN PXB01670

  • CF30 Customer (1 Nov 2007 to 3 Jul 2009)
  • CF27 Investment Management (29 Jun 2007 to 31 Oct 2007)
• Peter Branner

  IRN PXB01886

  • SMF3 Executive Director (since 26 Oct 2023)
  • [FCA CF] Manager of certification employee (14 Jun 2023 to 26 Oct 2023)
  • [FCA CF] Significant management (2 May 2023 to 26 Oct 2023)
  • [FCA CF] Material risk taker (2 May 2023 to 26 Oct 2023)
• Peter Clarke

  IRN PXC01268

  • CF27 Investment Management (1 Dec 2001 to 30 Jun 2002)
• Peter Francis Dorward

  IRN PFD01014

  • CF30 Customer (1 Apr 2014 to 8 Jul 2014)
• Peter Francis Taylor

  IRN PFT01023

  • [FCA CF] Client dealing (5 Nov 2020 to 14 Dec 2020)
  • [FCA CF] Material risk taker (5 Nov 2020 to 14 Dec 2020)
  • CF30 Customer (11 Jul 2008 to 13 Jun 2016)
• Peter James Wasko

  IRN PJW01127

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2021)
  • CF30 Customer (1 Feb 2010 to 8 Dec 2019)
• Peter John Hames

  IRN PJH01267

  • CF30 Customer (1 Nov 2007 to 15 Jul 2010)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Peter Roderick Stewart Ross

  IRN PRR01026

  • CF30 Customer (1 Mar 2012 to 1 Jan 2013)

• Abtrust Pointon Pension Fund Managers Limited (no longer appointed)

  FRN 205620 · Appointed 24 Apr 1996 · Until 20 Aug 2002

No changes recorded yet.