Date authorised
1 April 2013
Companies House
SC108419
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarita Kaur Bajaj

    IRN SKB01013

    • (388)CF30 Customer (1 Nov 2007 to 31 May 2009)
    • (390)CF26 Customer Trading (15 Jun 2004 to 31 Oct 2007)
    • (389)CF27 Investment Management (1 Dec 2001 to 15 Jun 2004)
  • Scott Dickson

    IRN SXD00253

    • (1748)[FCA CF] Client dealing (12 Sep 2022 to 15 Jan 2025)
  • Scott James Pryde

    IRN SXP00802

    • (856)[FCA CF] Significant management (6 Jul 2023 to 25 Jul 2024)
  • Scott Liddell

    IRN SXL00095

    • (1426)[FCA CF] Significant management (9 Dec 2019 to 24 Sep 2021)
  • Scott MacKay

    IRN SXM77557

    • (1423)[FCA CF] Material risk taker (9 Dec 2019 to 5 Aug 2022)
    • (1424)[FCA CF] Manager of certification employee (9 Dec 2019 to 5 Aug 2022)
    • (1425)[FCA CF] Significant management (9 Dec 2019 to 5 Aug 2022)
  • Scott MacKenzie Smith

    IRN SMS01231

    • (893)[FCA CF] Manager of certification employee (9 Dec 2019 to 3 Jun 2024)
    • (891)[FCA CF] Client dealing (9 Dec 2019 to 3 Jun 2024)
    • (892)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (890)CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • Scott Robert Spencer

    IRN SRS00040

    • (742)CF30 Customer (6 Jul 2009 to 1 Apr 2014)
  • Sean Andrew Fitzgerald

    IRN SAF01129

    • (2094)CF28 Systems and controls (14 Aug 2017 to 10 Oct 2018)
  • Sean Michael Peter Macrae

    IRN SMM01227

    • (2)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1761)[FCA CF] Client dealing (9 Dec 2019 to 18 Oct 2021)
    • (1762)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1760)CF30 Customer (17 Nov 2016 to 8 Dec 2019)
  • Sean Paul Flanagan

    IRN SPF01067

    • (222)[FCA CF] Manager of certification employee (since 9 Dec 2019)
    • (221)[FCA CF] Client dealing (since 9 Dec 2019)
    • (1485)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1484)CF30 Customer (15 Dec 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (289)[FCA CF] Client dealing

  2. controlled function added: (288)[FCA CF] Client dealing

  3. controlled function added: (287)[FCA CF] Client dealing

  4. controlled function added: (286)[FCA CF] Client dealing

  5. controlled function added: (285)[FCA CF] Client dealing

  6. controlled function added: (284)[FCA CF] Client dealing

  7. controlled function added: (283)[FCA CF] Manager of certification employee

  8. controlled function added: (282)[FCA CF] Client dealing

  9. controlled function added: (281)[FCA CF] Algorithmic trading

  10. controlled function added: (280)[FCA CF] Manager of certification employee