Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (15 Dec 2015 to 8 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (11 Aug 2014 to 7 Aug 2015)
  • Scottish Equitable Plc (no longer approved here)

    FRN 165548

    • CF30 Customer (24 Nov 2010 to 4 Apr 2014)
  • Aegon Asset Management Ltd (no longer approved here)

    FRN 515464

    • Employed By (24 Nov 2010 to 4 Apr 2014)
  • Aegon Asset Management UK plc (no longer approved here)

    FRN 144267

    • CF30 Customer (9 Nov 2010 to 10 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.