Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
280 BishopsgateLondonEC2M 4AGUNITED KINGDOM- Phone
- +4402074636000
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Complaints Contact
1 George StreetEdinburghMidlothianEH2 2LLUNITED KINGDOM- Phone
- +4401313729444
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Professional, Eligible Counterparty
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Investment Advice (no pensions)
For Commercial, Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Arranges Asset Safekeeping
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Non-investment insurance contracts, Life Policy
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Stockbroking
For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Commercial, Retail (Investment), Professional, Eligible Counterparty, Non-investment insurance contracts, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Manages Your Portfolio
For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security), Option (excluding a commodity option and an option on a commodity future), Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Spread Bet, Rolling spot forex contract, Life Policy, Rights to or interests in investments (Contractually Based Investments), Alternative Debenture
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon Matthew Fox
IRN SMF01066
- (4)[FCA CF] Manager of certification employee (since 1 Apr 2022)
- (3)[FCA CF] Client dealing (since 9 Dec 2019)
- (1924)CF30 Customer (16 Jul 2018 to 8 Dec 2019)
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Simon Moscow
IRN SXM00470
- (239)[FCA CF] Significant management (since 9 Dec 2019)
- (238)[FCA CF] Client dealing (since 9 Dec 2019)
- (1544)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
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Simon Nicholas
IRN SXN01052
- (728)CF27 Investment Management (28 Aug 2002 to 14 Feb 2003)
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Simon Richard Vivian Troughton
IRN SRT01031
- (2144)CF2 Non Executive Director (27 Jul 2009 to 14 May 2019)
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Simon Timothy Mark Atherton
IRN STA01007
- (791)CF27 Investment Management (1 Dec 2001 to 27 Sep 2002)
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Siobhan Geraldine Boylan
IRN SXB02145
- (359)SMF7 Group Entity Senior Manager (since 30 Sep 2025)
- (2023)[FCA CF] Significant management (21 Jul 2025 to 30 Sep 2025)
- (2022)[FCA CF] Material risk taker (21 Jul 2025 to 30 Sep 2025)
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Sonia Gogna
IRN SXG01896
- (1148)[FCA CF] Significant management (26 May 2021 to 30 Sep 2022)
- (1147)[FCA CF] Manager of certification employee (26 May 2021 to 30 Sep 2022)
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Sonja Louise Brydon
IRN SLB01049
- (383)CF30 Customer (22 Mar 2018 to 28 Feb 2019)
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Sonja Tilly
IRN SXT01435
- (365)CF30 Customer (2 Mar 2012 to 10 Aug 2018)
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Sophie Gilmour
IRN SXG00810
- (112)[FCA CF] Manager of certification employee (since 23 Jul 2024)
- (111)[FCA CF] Material risk taker (since 23 Jul 2024)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Abtrust Pointon Pension Fund Managers Limited (no longer appointed)
FRN 205620 · Appointed 24 Apr 1996 · Until 20 Aug 2002
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (2167)SMF7 Group Entity Senior Manager
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controlled function added: (2166)CF27 Investment Management
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controlled function added: (2165)CF1 Director
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controlled function added: (2164)Responsible for Insurance Distribution
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controlled function added: (2163)Responsible for Insurance Mediation
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controlled function added: (2162)CF27 Investment Management
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controlled function added: (2161)CF1 Director
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controlled function added: (2160)CF27 Investment Management
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controlled function added: (2159)[FCA CF] Manager of certification employee
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controlled function added: (2158)CF1 Director