Simon Timothy Mark Atherton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HAWKSMOOR INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 472929
- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2024)
- CF30 Customer (24 Jul 2017 to 8 Dec 2019)
Atomos Investments Limited (no longer approved here)
FRN 122588
- CF30 Customer (15 Feb 2008 to 7 Jul 2017)
R C Brown Investment Management Plc (no longer approved here)
FRN 146002
- CF27 Investment Management (2 Dec 2003 to 28 Sep 2007)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF27 Investment Management (1 Dec 2001 to 27 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.