Sonia Gogna

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Local Pensions Partnership Investments Ltd
FRN 724653
- Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2025)
abrdn Investments Limited (no longer approved here)
FRN 121891
- [FCA CF] Significant management (26 May 2021 to 30 Sep 2022)
- [FCA CF] Manager of certification employee (26 May 2021 to 30 Sep 2022)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- [FCA CF] Significant management (26 May 2021 to 30 Sep 2022)
- [FCA CF] Manager of certification employee (26 May 2021 to 30 Sep 2022)
Aon Investments Limited (no longer approved here)
FRN 459481
- CF30 Customer (1 Jun 2018 to 8 Dec 2019)
State Street Global Advisors Limited (no longer approved here)
FRN 146665
- CF30 Customer (28 Dec 2012 to 24 Feb 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.