abrdn Investments Limited

Date authorised
1 April 2013
Companies House
SC108419
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +4402074636000
    Web
    https://www.aberdeeninvestments.com

  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +4401313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Life Policy, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Christopher Alexander Docherty

    IRN SCD01035

    • (543)CF1 Director (6 Jun 2017 to 16 Aug 2019)
    • (541)CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • (542)CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Stephen Daniel Corr

    IRN SDC01061

    • (639)CF30 Customer (1 Apr 2014 to 6 Jun 2014)
  • Stephen James Folland

    IRN SJF01096

    • (464)CF1 Director (1 Dec 2001 to 1 Dec 2001)
  • Stephen James Halliday

    IRN SXH00589

    • (1833)[FCA CF] Client dealing (28 Jul 2021 to 31 Oct 2023)
  • Stephen James Hargreaves

    IRN SJH01417

    • (266)CF30 Customer (6 Jul 2009 to 15 May 2012)
  • Stephen James Hobbis

    IRN SJH01207

    • (720)CF30 Customer (1 Nov 2007 to 1 Nov 2010)
    • (721)CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
  • Stephen James Kingston

    IRN SJK01087

    • (49)CF27 Investment Management (27 Feb 2003 to 5 Jun 2003)
  • Stephen John Parr

    IRN SJP01260

    • (1666)[FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2023)
    • (1667)[FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • (1665)CF30 Customer (6 Jul 2009 to 8 Dec 2019)
  • Stephen Peter Tait

    IRN SPT01094

    • (989)[FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • (988)CF30 Customer (5 Apr 2018 to 8 Dec 2019)
  • Stephen Raymond Ilott

    IRN SXI01034

    • (733)CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • (734)CF27 Investment Management (1 Dec 2005 to 31 Oct 2007)
    • (735)CF1 Director (6 Oct 2005 to 31 Dec 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (349)SMF24 Chief Operations

  2. controlled function added: (348)SMF17 Money Laundering Reporting Officer (MLRO)

  3. controlled function added: (347)SMF2 Chief Finance

  4. controlled function added: (346)SMF3 Executive Director

  5. controlled function added: (345)[FCA CF] Significant management

  6. controlled function added: (344)[FCA CF] Manager of certification employee

  7. controlled function added: (343)[FCA CF] Material risk taker

  8. controlled function added: (342)[FCA CF] Client dealing

  9. controlled function added: (341)SMF7 Group Entity Senior Manager

  10. controlled function added: (340)[FCA CF] Material risk taker

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