Date authorised
1 April 2013
Companies House
SC111488
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Kelly

    IRN AXK00083

    • [FCA CF] Significant management (9 Dec 2019 to 21 Dec 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Dec 2020)
  • Anne Breen

    IRN AKB01080

    • SMF3 Executive Director (since 10 Jun 2022)
  • Anthony Williamson

    IRN AXW00476

    • [FCA CF] Significant management (21 Oct 2021 to 31 Aug 2022)
  • Antony Gwilym John

    IRN AGJ01019

    • [FCA CF] Manager of certification employee (4 Mar 2021 to 4 May 2022)
    • [FCA CF] Material risk taker (4 Mar 2021 to 19 Nov 2021)
    • [FCA CF] Significant management (4 Mar 2021 to 3 Apr 2023)
  • Antony James Brookes

    IRN AXB04487

    • [FCA CF] Significant management (17 Dec 2024 to 18 Dec 2024)
  • Archie James Struthers

    IRN AJS01568

    • [FCA CF] Significant management (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Nov 2021)
  • Aron William Mitchell

    IRN AWM01145

    • [FCA CF] Significant management (since 31 Jul 2025)
    • [FCA CF] Material risk taker (since 31 Jul 2025)
    • SMF3 Executive Director (15 May 2020 to 8 Sep 2021)
  • Barry Fricke

    IRN BCF01006

    • SMF3 Executive Director (26 Feb 2021 to 31 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 26 Feb 2021)
  • Bernd Bechheim

    IRN BXB00107

    • [FCA CF] Material risk taker (since 6 Mar 2024)
    • [FCA CF] Manager of certification employee (since 1 Jan 2024)
  • Cameron Kennedy Mills

    IRN CXM01200

    • CF10 Compliance Oversight (16 Oct 2002 to 21 Nov 2005)
    • CF14 Risk Assessment (18 Dec 2001 to 21 Nov 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.