Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • SMF3 Executive Director (1 Feb 2021 to 5 Nov 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Feb 2021)
    • CF29 Significant management (13 Apr 2016 to 1 Jul 2016)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • SMF3 Executive Director (1 Feb 2021 to 5 Nov 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Feb 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Feb 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Feb 2021)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Nov 2021)
  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Nov 2021)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Nov 2021)
  • Patria Private Equity (Europe) Limited (no longer approved here)

    FRN 755580

    • [FCA CF] Significant management (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Nov 2021)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF29 Significant management (15 Dec 2009 to 2 Mar 2011)
    • CF30 Customer (1 Dec 2009 to 2 Mar 2011)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • CF29 Significant management (15 Dec 2009 to 2 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 2 Mar 2011)
    • CF27 Investment Management (11 Sep 2007 to 31 Oct 2007)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • CF29 Significant management (15 Dec 2009 to 2 Mar 2011)
    • CF30 Customer (4 Mar 2009 to 2 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.