Date authorised
1 April 2013
Companies House
07261691
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 907-908
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +442074679600
  • Complaints Contact

    Lynton House
    7-12 Tavistock Square
    London
    WC1H 9BQ
    UNITED KINGDOM
    Phone
    +442074679600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Malcolm Gardner

    IRN MXG01993

    • CF2 Non Executive Director (5 Jan 2012 to 8 Jul 2013)
  • Milos Perovic

    IRN MXP00554

    • [FCA CF] Manager of certification employee (since 17 Nov 2025)
    • [FCA CF] Client dealing (since 10 May 2022)
  • Nicholas Toby Westcott

    IRN NTW01013

    • CF2 Non Executive Director (3 Feb 2012 to 20 Nov 2014)
  • Rahul Patel

    IRN RXP00524

    • [FCA CF] Client dealing (since 8 Jun 2023)
  • Richard James Gray

    IRN RJG01251

    • [FCA CF] Client dealing (3 Dec 2020 to 22 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2025)
    • CF11 Money Laundering Reporting (26 Aug 2010 to 8 Oct 2013)
    • CF10 Compliance Oversight (26 Aug 2010 to 8 Oct 2013)
    • CF1 Director (26 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (26 Aug 2010 to 8 Dec 2019)
  • Sachin Dosani

    IRN SXD01765

    • CF1 Director (26 Aug 2010 to 10 Oct 2017)
    • CF30 Customer (26 Aug 2010 to 10 Oct 2017)
  • Sam Hartley

    IRN SXH00510

    • [FCA CF] Client dealing (29 Mar 2021 to 4 Mar 2022)
  • Simardeep Kaur Soor

    IRN SKS01095

    • CF30 Customer (16 Sep 2016 to 7 Oct 2016)
  • Sorcha Craven Heffernan

    IRN SXC03159

    • [FCA CF] Client dealing (since 13 Nov 2025)
  • Stephen Hermer

    IRN SXH01062

    • [FCA CF] Client dealing (28 Sep 2023 to 29 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.