Richard James Gray

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • About Corporate Finance Limited (no longer approved here)

    FRN 525979

    • [FCA CF] Client dealing (3 Dec 2020 to 22 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 18 Sep 2025)
    • CF1 Director (26 Aug 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Aug 2010 to 8 Oct 2013)
    • CF11 Money Laundering Reporting (26 Aug 2010 to 8 Oct 2013)
    • CF30 Customer (26 Aug 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.