Date authorised
1 April 2013
Companies House
07261691
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 907-908
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +442074679600
  • Complaints Contact

    Lynton House
    7-12 Tavistock Square
    London
    WC1H 9BQ
    UNITED KINGDOM
    Phone
    +442074679600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Antony Patrick Joy Fraser

    IRN APF01021

    • [FCA CF] Client dealing (since 7 Jun 2021)
    • [FCA CF] Manager of certification employee (13 Dec 2022 to 4 Apr 2025)
    • [FCA CF] Significant management (13 Dec 2022 to 4 Apr 2025)
  • Archie Graham-Watson

    IRN AXG00590

    • [FCA CF] Client dealing (9 Jun 2022 to 17 Dec 2024)
  • Callum Masters

    IRN CXM00428

    • [FCA CF] Client dealing (29 Mar 2021 to 2 Aug 2024)
  • Christopher Pye

    IRN CXP01555

    • CF2 Non Executive Director (28 Nov 2011 to 27 Jan 2014)
  • Ciara Small

    IRN CXS02407

    • CF30 Customer (1 Dec 2016 to 12 Feb 2019)
  • Daniel James Southcott

    IRN DXS16022

    • CF30 Customer (12 Jun 2019 to 8 Oct 2019)
  • Hasham Khan

    IRN HXK01574

    • SMF3 Executive Director (9 Dec 2019 to 23 Nov 2020)
    • CF1 Director (6 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2016 to 8 Dec 2019)
  • Jason Rejebian

    IRN JXR00366

    • [FCA CF] Client dealing (since 13 Nov 2025)
    • [FCA CF] Manager of certification employee (since 13 Nov 2025)
    • [FCA CF] Client dealing (29 Mar 2021 to 10 Nov 2021)
  • John Patrick O'Brien

    IRN JXO20607

    • [FCA CF] Client dealing (29 Mar 2021 to 18 Feb 2022)
    • CF30 Customer (24 Sep 2019 to 8 Dec 2019)
  • Luke Thomson

    IRN LXT00342

    • [FCA CF] Client dealing (since 20 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

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