Date authorised
1 April 2013
Companies House
07261691
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Office 907-908
    33 Cavendish Square
    London
    W1G 0PW
    UNITED KINGDOM
    Phone
    +442074679600
  • Complaints Contact

    Lynton House
    7-12 Tavistock Square
    London
    WC1H 9BQ
    UNITED KINGDOM
    Phone
    +442074679600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tatiana Nudnova

    IRN TXN00040

    • [FCA CF] Client dealing (29 Mar 2021 to 2 Aug 2024)
  • Terence Alan James Back

    IRN TAB01055

    • SMF9 Chair of the Governing Body (since 16 Jan 2020)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
  • Thomas Gopala De

    IRN TGD01028

    • [FCA CF] Client dealing (since 3 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (26 Aug 2010 to 8 Dec 2019)
    • CF3 Chief Executive (26 Aug 2010 to 8 Dec 2019)
    • CF30 Customer (26 Aug 2010 to 8 Dec 2019)
  • Thomas Patrick Manwaring

    IRN TPM01023

    • CF30 Customer (23 Jul 2013 to 22 Mar 2019)
    • CF1 Director (23 Jul 2013 to 11 Dec 2018)
  • Vanessa Russell

    IRN VXR01147

    • SMF3 Executive Director (since 18 Nov 2025)
    • [FCA CF] Significant management (since 3 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Client dealing (3 Dec 2020 to 17 Nov 2025)
    • CF10 Compliance Oversight (4 Nov 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Nov 2013 to 8 Dec 2019)
    • CF30 Customer (18 Jul 2013 to 8 Dec 2019)
    • CF2 Non Executive Director (26 Mar 2012 to 18 Jul 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.