Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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About Corporate Finance Limited
FRN 525979
- SMF3 Executive Director (since 18 Nov 2025)
- [FCA CF] Significant management (since 3 Dec 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Client dealing (3 Dec 2020 to 17 Nov 2025)
- CF10 Compliance Oversight (4 Nov 2013 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Nov 2013 to 8 Dec 2019)
- CF30 Customer (18 Jul 2013 to 8 Dec 2019)
- CF2 Non Executive Director (26 Mar 2012 to 18 Jul 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.