ABN AMRO Clearing Bank N.V., London Branch
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
ABN AMRO Clearing Bank N.V.5 Aldermanbury SquareLondonCity Of LondonEC2V 7HRUNITED KINGDOM- Phone
- +4402031929000
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Complaints Contact
5 Aldermanbury SquareLondonEC2V 7HRUNITED KINGDOM- Phone
- +4402038804121
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Electronic Trade Settlement
For Eligible Counterparty, Professional, Share
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Henry Charles Herbert
IRN HXH01401
- CF30 Customer (21 Apr 2017 to 8 Dec 2019)
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Iain Wilson
IRN IPW01011
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (23 Dec 2004 to 31 Oct 2007)
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Ian Backhouse
IRN IXB01080
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (30 Jun 2004 to 20 Oct 2004)
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Ian David Catchpole
IRN IDC01032
- CF30 Customer (1 Nov 2007 to 7 Nov 2018)
- CF26 Customer Trading (21 Dec 2004 to 31 Oct 2007)
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Ian Neild
IRN IXN01008
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (16 Aug 2006 to 31 Oct 2007)
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Ian Richard Branagan
IRN IRB01025
- CF30 Customer (1 Nov 2007 to 19 May 2008)
- CF26 Customer Trading (30 Jun 2004 to 31 Oct 2007)
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Ingrid Ulrika Kristina Sandersjoo
IRN IUS01001
- CF26 Customer Trading (6 Jan 2005 to 3 May 2005)
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Jacqueline Ellen Waters
IRN JEW01056
- CF30 Customer (28 Feb 2012 to 21 Dec 2012)
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James Alister Snell
IRN JAS01207
- CF30 Customer (1 Nov 2007 to 7 Dec 2009)
- CF26 Customer Trading (13 Mar 2006 to 31 Oct 2007)
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James Brian Fairweather
IRN JBF01013
- [FCA CF] Significant management (19 Dec 2019 to 16 Jan 2023)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Jun 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.