ABN AMRO Clearing Bank N.V., London Branch

• Principal Place of Business

  ABN AMRO Clearing Bank N.V.

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402031929000

  Web

  https://www.abnamro.com/clearing/en/home

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402038804121

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Share

• Richard John Hodgson

  IRN RJH01382

  • CF29 Significant management (1 Nov 2007 to 7 Jul 2008)
  • CF20 Significant Mgt (Settlements) (4 Dec 2006 to 31 Oct 2007)
• Robbert Laurents Booij

  IRN RLB01124

  • SMF3 Executive Director (12 Oct 2023 to 2 Feb 2024)
  • SMF21 EEA Branch Senior Manager (EBSM) (9 Dec 2019 to 12 Oct 2023)
  • CF29 Significant management (1 Nov 2012 to 8 Dec 2019)
• Robert Berry

  IRN RXB00494

  • [FCA CF] Significant management (since 7 Mar 2020)
• Robert Douglas Alexander

  IRN RDA01034

  • CF30 Customer (3 Feb 2017 to 8 Dec 2019)
• Robert James Barham

  IRN RJB01272

  • CF30 Customer (4 Sep 2009 to 5 Mar 2014)
• Robert Karl St John Hampel

  IRN RKH01027

  • CF26 Customer Trading (14 Oct 2004 to 9 Oct 2006)
• Robin Georges Flavien Favre

  IRN RGF01036

  • CF26 Customer Trading (4 May 2005 to 1 Sep 2005)
• Robin Lynn Baskin

  IRN RXB01515

  • CF30 Customer (1 Nov 2007 to 8 Dec 2009)
  • CF26 Customer Trading (19 May 2006 to 31 Oct 2007)
• Roger James Little

  IRN RXL01157

  • CF29 Significant management (15 Jul 2008 to 16 Aug 2012)
  • CF3 Chief Executive (1 May 2006 to 1 Nov 2006)
  • CF9 EEA Investment Business Oversight (1 May 2006 to 1 Nov 2006)
  • CF8 Apportionment and Oversight (1 May 2006 to 1 Aug 2007)
  • CF20 Significant Mgt (Settlements) (14 May 2004 to 1 May 2006)
• Ronnie Lovell

  IRN RXL01139

  • CF26 Customer Trading (5 Oct 2004 to 5 Oct 2004)

No changes recorded yet.