Roger James Little

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ABN AMRO Bank NV (no longer approved here)
FRN 523620
- CF29 Significant management (1 Jul 2010 to 16 Aug 2012)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF29 Significant management (15 Jul 2008 to 16 Aug 2012)
- CF3 Chief Executive (1 May 2006 to 1 Nov 2006)
- CF8 Apportionment and Oversight (1 May 2006 to 1 Aug 2007)
- CF9 EEA Investment Business Oversight (1 May 2006 to 1 Nov 2006)
- CF20 Significant Mgt (Settlements) (14 May 2004 to 1 May 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.