Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (24 Mar 2021 to 15 Nov 2021)
- SMF27 Partner (9 Dec 2019 to 23 Mar 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Mar 2021)
- CF3 Chief Executive (AR) (15 Jan 2016 to 23 Mar 2021)
- CF1 Director (AR) (15 Jan 2016 to 23 Mar 2021)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (29 Jul 2005 to 8 Dec 2019)
- CF21 Investment Adviser (29 Jul 2005 to 31 Oct 2007)
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- Employed By (21 Oct 2015 to 23 Mar 2021)
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- CF26 Customer Trading (14 Oct 2004 to 9 Oct 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.