ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon Andrew Alway

  IRN SAA00026

  • CF21 Investment Adviser (5 Feb 2002 to 31 Jul 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Feb 2002)
• Simon Bailey

  IRN SXB00849

  • [FCA CF] Significant management (11 Feb 2022 to 6 Dec 2022)
• Simon Butlin

  IRN SXB77387

  • [FCA CF] Significant management (30 Mar 2020 to 30 Jun 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
• Simon Charles Warner

  IRN SCW00008

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Simon David George Douglas

  IRN SDD01026

  • CF1 Director (24 Nov 2005 to 27 Apr 2006)
  • CF16 Significant Mgt (Desgntd Investment Business) (24 Nov 2005 to 27 Apr 2006)
  • CF20 Significant Mgt (Settlements) (21 Jul 2004 to 24 Apr 2006)
• Simon John Blaxsell

  IRN SJB00067

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Simon King

  IRN SXK87008

  • [FCA CF] Significant management (28 May 2020 to 19 Jan 2021)
• Simon Mark Halliday Coom

  IRN SMC00009

  • CF21 Investment Adviser (7 Feb 2005 to 1 Jan 2006)
• Simon Peter Dickinson

  IRN SPD00043

  • CF22 Investment Adviser (Trainee) (23 Sep 2002 to 23 Sep 2002)
• Simon Timothy Hodge

  IRN STH00005

  • CF21 Investment Adviser (19 Jun 2002 to 31 Jul 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Jun 2002)

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No changes recorded yet.