Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (14 Oct 2022 to 8 Apr 2024)
- [FCA CF] Client dealing (14 Oct 2022 to 8 Apr 2024)
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- [FCA CF] Functions requiring qualifications (9 Dec 2021 to 31 Mar 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2023)
- Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (13 Aug 2007 to 31 Oct 2007)
- CF24 Pension Transfer Specialist (13 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (9 May 2007 to 13 Aug 2007)
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- CF21 Investment Adviser (19 Jun 2002 to 31 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Jun 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.