ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Robert Wood

  IRN PRW00024

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Peter Saunders

  IRN PJS00045

  • CF22 Investment Adviser (Trainee) (7 Feb 2005 to 1 Jan 2006)
• Philip Charles Adams

  IRN PCA01023

  • CF22 Investment Adviser (Trainee) (8 Apr 2002 to 31 Jul 2002)
• Philip Christopher Stone

  IRN PCS00008

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Philip Ellis Owen

  IRN PEO00002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Philip Hay

  IRN PXH00039

  • CF28 Systems and controls (1 Nov 2007 to 31 Jan 2008)
  • CF14 Risk Assessment (18 Oct 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (18 Oct 2006 to 31 Jan 2008)
  • CF11 Money Laundering Reporting (25 Jun 2004 to 31 Jan 2008)
• Philip Mackay

  IRN PXM00247

  • CF21 Investment Adviser (16 Jun 2005 to 1 Jan 2006)
  • CF22 Investment Adviser (Trainee) (7 Feb 2005 to 16 Jun 2005)
• Philip Stanley Allen

  IRN PSA00009

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Phillip Palmer

  IRN PXP00005

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Rae Elizabeth Elsie Gray

  IRN REG00017

  • CF21 Investment Adviser (18 Jul 2002 to 31 Jul 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Jul 2002)

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No changes recorded yet.