Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- (5)Employed By (16 Aug 2023 to 4 Jan 2024)
-
- Appointed representative dealing with clients for which they require qualification (1 May 2021 to 5 Feb 2024)
- CF1 Director (AR) (22 Mar 2021 to 4 Jan 2024)
- CF30 Customer (22 Mar 2021 to 4 Jan 2024)
- [FCA CF] Client dealing (2 Jul 2020 to 30 Apr 2021)
- [FCA CF] Functions requiring qualifications (2 Jul 2020 to 30 Apr 2021)
-
- CF30 Customer (28 Nov 2011 to 9 Sep 2013)
-
- CF21 Investment Adviser (16 Jun 2005 to 1 Jan 2006)
- CF22 Investment Adviser (Trainee) (7 Feb 2005 to 16 Jun 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.