ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Amanda Pennycott

  IRN AXP01026

  • [FCA CF] Significant management (since 18 Sep 2024)
• Amanda-Jayne Packebusch

  IRN AXP00168

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)
• Andrea Gertrude Martha Montague

  IRN AGM01167

  • CF28 Systems and controls (21 Feb 2013 to 25 Mar 2016)
• Andrew Daniels

  IRN AXD77388

  • [FCA CF] Significant management (30 Mar 2020 to 25 Feb 2021)
  • [FCA CF] Material risk taker (30 Mar 2020 to 25 Feb 2021)
• Andrew David Street

  IRN ADS00012

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Andrew Dickson

  IRN AXD00031

  • CF21 Investment Adviser (7 Feb 2005 to 23 Sep 2005)
• Andrew Hambly Silcox

  IRN AXS05460

  • SMF16 Compliance Oversight (9 Jun 2025 to 27 Feb 2026)
  • [FCA CF] Significant management (14 Apr 2025 to 8 Jun 2025)
  • [FCA CF] Material risk taker (14 Apr 2025 to 8 Jun 2025)
• Andrew John Burns

  IRN AJB00093

  • CF22 Investment Adviser (Trainee) (19 Feb 2002 to 31 Jul 2002)
• Andrew John Clare

  IRN AJC00086

  • CF22 Investment Adviser (Trainee) (12 Dec 2002 to 21 Feb 2003)
• Andrew John Gillespie

  IRN AXG01419

  • CF29 Significant management (6 Feb 2009 to 1 Jan 2010)

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No changes recorded yet.