Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 16 Feb 2016)
- CF30 Customer (since 16 Feb 2016)
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Andrew Street Wealth Management Ltd
FRN 736699
- (2)Employed By (since 16 Feb 2016)
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- CF30 Customer (4 Sep 2013 to 15 Oct 2015)
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- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.