ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Laurence Cox

  IRN ALC00001

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Alan Mathieson

  IRN AXM05446

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2024)
• Alan Michael Lewry

  IRN AML00025

  • CF22 Investment Adviser (Trainee) (1 Apr 2005 to 1 Jan 2006)
• Alastair Black

  IRN AXB00565

  • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
• Alastair Donald Mackay Baird

  IRN ADB00016

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Alastair James Clarkson

  IRN AXC44358

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)
• Alastair James Lorimer Lindsay

  IRN AJL00071

  • CF21 Investment Adviser (7 Feb 2005 to 1 Jan 2006)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)
• Alex Lindl

  IRN AXL00711

  • [FCA CF] Significant management (18 Sep 2024 to 24 Mar 2025)
• Alexander John Ferguson

  IRN AJF00033

  • CF21 Investment Adviser (4 Nov 2005 to 1 Jan 2006)
  • CF22 Investment Adviser (Trainee) (7 Feb 2005 to 4 Nov 2005)
• Alexander Maxwell Crombie

  IRN AMC01056

  • CF1 Director (6 Nov 2007 to 1 Jan 2010)
  • CF3 Chief Executive (6 Jul 2004 to 1 Dec 2005)
  • CF8 Apportionment and Oversight (13 Jan 2004 to 1 Dec 2005)
  • CF2 Non Executive Director (13 Nov 2002 to 6 Jul 2004)

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No changes recorded yet.