Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 16 Feb 2022)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF4 Partner (AR) (21 Jul 2014 to 15 Aug 2022)
- CF1 Director (AR) (18 Nov 2011 to 21 Jul 2014)
- CF21 Investment Adviser (27 Mar 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Oct 2006 to 27 Mar 2007)
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Gilson Gray Financial Limited
FRN 628199
- (4)Employed By (since 4 Aug 2014)
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- CF21 Investment Adviser (7 Feb 2005 to 1 Jan 2006)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.