Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 16 Feb 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (21 Jul 2014 to 15 Aug 2022)
    • CF1 Director (AR) (18 Nov 2011 to 21 Jul 2014)
    • CF21 Investment Adviser (27 Mar 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Oct 2006 to 27 Mar 2007)
    • (4)Employed By (since 4 Aug 2014)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (7 Feb 2005 to 1 Jan 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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