Abacus Financial Options Limited

• Principal Place of Business

  Abacus Financial Options

  Unit A43-A44

  Arena Business Centre

  9 Nimrod Way

  Wimborne

  Dorset

  BH21 7UH

  UNITED KINGDOM

  Phone

  +4401202646960

  Web

  https://www.abacusfinancialoptions.co.uk

• Complaints Contact

  Abacus Financial Options

  Unit A43-A44

  Arena Business Centre

  9 Nimrod Way

  Wimborne

  Dorset

  BH21 7UH

  UNITED KINGDOM

  Phone

  +4401202646960

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Basic Pension Advice

  For Retail (Investment), Stakeholder products

• Brian Shaun Munroe

  IRN BSM00006

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
  • [FCA CF] Client dealing (since 18 Mar 2024)
• Carol McFadden

  IRN CXM01638

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
• Daniel Lewis Hills

  IRN DXH13291

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 16 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
  • CF30 Customer (8 Apr 2019 to 8 Dec 2019)
• Frances Alison Hoskins

  IRN FAH01025

  • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 30 Apr 2024)
  • [FCA CF] Client dealing (16 Nov 2020 to 30 Apr 2024)
  • CF30 Customer (2 Jul 2012 to 8 Dec 2019)
• Hannah Dampney

  IRN HRK01020

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 12 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
• Helen Bowler

  IRN HXB00160

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 13 Jun 2022)
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2021)
• James Patrick Marley

  IRN JXM04290

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 12 Jun 2025)
• Jennifer Rosalind Leeder

  IRN JRL00006

  • [FCA CF] Functions requiring qualifications (16 Nov 2020 to 31 Aug 2023)
  • [FCA CF] Client dealing (16 Nov 2020 to 31 Aug 2023)
  • SMF3 Executive Director (9 Dec 2019 to 1 Sep 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 4 Oct 2019)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 4 Oct 2019)
  • Responsible for Insurance Mediation (2 Apr 2012 to 30 Sep 2018)
  • CF30 Customer (2 Apr 2012 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (2 Apr 2012 to 4 Oct 2019)
  • CF10 Compliance Oversight (2 Apr 2012 to 1 Apr 2019)
  • CF1 Director (2 Apr 2012 to 8 Dec 2019)
• Jeremy Howe

  IRN JXH00048

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 21. Advising or arranging (bringing about) equity release transactions
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
  • [FCA CF] Client dealing (since 16 Nov 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF1 Director (13 Nov 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 Oct 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 Oct 2015 to 8 Dec 2019)
  • CF30 Customer (8 Oct 2015 to 8 Dec 2019)
• Jo Michelle Groves Deeks

  IRN JMD01252

  • 21. Advising or arranging (bringing about) equity release transactions
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Client dealing (since 16 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
  • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2020)
  • CF1 Director (6 Nov 2019 to 8 Dec 2019)
  • CF30 Customer (2 Apr 2012 to 8 Dec 2019)

No changes recorded yet.