Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 18 Mar 2024)
    • [FCA CF] Client dealing (since 18 Mar 2024)
  • TRULY INDEPENDENT LTD (no longer approved here)

    FRN 513655

    • [FCA CF] Client dealing (1 Feb 2020 to 4 Jun 2024)
    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 4 Jun 2024)
  • PFM Associates Limited (no longer approved here)

    FRN 213724

    • CF30 Customer (15 Oct 2012 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (25 Feb 2009 to 25 Jun 2010)
  • MORTGAGE INTELLIGENCE LIMITED (no longer approved here)

    FRN 305330

    • CF4 Partner (AR) (31 Oct 2004 to 29 Jan 2007)
  • Munroe Mortgages (no longer approved here)

    FRN 412889

    • (2)Employed By (31 Oct 2004 to 29 Jan 2007)
  • Highcliffe Financial Management Limited (no longer approved here)

    FRN 114782

    • (12)Employed By (9 May 2002 to 25 Dec 2002)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF21 Investment Adviser (1 Dec 2001 to 7 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.