Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (16 Nov 2020 to 31 Aug 2023)
- [FCA CF] Client dealing (16 Nov 2020 to 31 Aug 2023)
- SMF3 Executive Director (9 Dec 2019 to 1 Sep 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 4 Oct 2019)
- Responsibility for MCD Intermediation (21 Mar 2016 to 4 Oct 2019)
- Responsible for Insurance Mediation (2 Apr 2012 to 30 Sep 2018)
- CF10 Compliance Oversight (2 Apr 2012 to 1 Apr 2019)
- CF1 Director (2 Apr 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Apr 2012 to 4 Oct 2019)
- CF30 Customer (2 Apr 2012 to 8 Dec 2019)
-
- Employed By (20 Dec 2006 to 29 Dec 2006)
-
- Employed By (3 Dec 1999 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.