A M Smith & S M Topliss

This firm operates as an appointed representative of NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE). Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Mark Smith
IRN AMS01320
- (2)Employed By (since 3 Feb 2009)
Harriet Grace Tingle
IRN HGD00013
- (1)Employed By (12 Oct 2015 to 31 Aug 2016)
Sarah Margaret Topliss
IRN SMT01097
- (1)Employed By (since 3 Mar 2017)
Simon Richard Webb
IRN SRW00031
- (3)Employed By (4 Feb 2009 to 31 Aug 2009)
Stephen William George Forbes
IRN SWF00006
- (2)Employed By (20 Nov 2009 to 8 Sep 2016)

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.