Stephen William George Forbes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

A Brown, L J Wakeling & P A Ireland (no longer approved here)
FRN 402003
- (2)Employed By (8 Sep 2016 to 19 Oct 2024)
NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)
FRN 117664
- CF4 Partner (AR) (20 Nov 2009 to 19 Oct 2024)
A M Smith & S M Topliss (no longer approved here)
FRN 407866
- (2)Employed By (20 Nov 2009 to 8 Sep 2016)
Forbes-Palmer Insurance Consultants (no longer approved here)
FRN 126251
- (1)Employed By (1 Oct 1998 to 11 Sep 2004)

Updates to this individual's record on the FCA register.

19 hours ago
controlled function added: (2)Employed By at A M Smith & S M Topliss
19 hours ago
controlled function added: (2)Employed By at A Brown, L J Wakeling & P A Ireland

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.