Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (AR) (4 Feb 2009 to 31 Aug 2009)
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- (3)Employed By (4 Feb 2009 to 31 Aug 2009)
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- CF30 Customer (2 Jan 2009 to 27 Feb 2009)
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- CF21 Investment Adviser (11 Feb 2003 to 7 Oct 2003)
- CF22 Investment Adviser (Trainee) (4 Jan 2002 to 11 Feb 2003)
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- (2)Employed By (4 Jan 2002 to 7 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (3)Employed By at A M Smith & S M Topliss