3i Investments Plc

Date authorised
1 April 2013
Companies House
03975789
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3i Investments plc
    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753131
    Web
    https://www.3i.com

  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753094

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew David Kiff

    IRN MDK01027

    • CF27 Investment Management (24 Dec 2001 to 9 Jan 2004)
  • Matthew Giles Barker

    IRN MGB01130

    • [FCA CF] Manager of certification employee (26 Jun 2020 to 5 Aug 2022)
    • [FCA CF] Client dealing (28 May 2020 to 5 Aug 2022)
    • CF30 Customer (24 Feb 2014 to 8 Dec 2019)
  • Matthew James Edwards

    IRN MJE01171

    • [FCA CF] Client dealing (28 May 2020 to 31 May 2024)
    • CF30 Customer (9 Jan 2017 to 8 Dec 2019)
  • Matthew John Shelley

    IRN MJS01539

    • CF29 Significant management (27 May 2010 to 3 Jan 2014)
    • CF30 Customer (27 May 2010 to 31 Dec 2017)
  • Matthew Mead

    IRN MXM01416

    • CF30 Customer (1 Nov 2007 to 24 Dec 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Maureen Rawlins

    IRN MXR01246

    • CF29 Significant management (13 Jan 2010 to 31 Mar 2013)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2013)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Melanie Jane Perkins

    IRN MJP01147

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Menno Arpad Antal

    IRN MAA01139

    • CF1 Director (25 Nov 2010 to 31 May 2018)
    • CF30 Customer (25 Nov 2010 to 31 May 2018)
  • Michael Charles Peter Hodgson

    IRN MCH01059

    • CF27 Investment Management (1 Dec 2001 to 14 Nov 2003)
  • Michael Colin Hill

    IRN MCH01060

    • CF27 Investment Management (17 Feb 2003 to 26 Oct 2006)
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Recent activity

Updates to this firm's record on the FCA register.

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