3i Investments Plc

Date authorised
1 April 2013
Companies House
03975789
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3i Investments plc
    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753131
    Web
    https://www.3i.com

  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753094

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael James Queen

    IRN MJQ01004

    • CF3 Chief Executive (6 Feb 2009 to 17 May 2012)
    • CF30 Customer (1 Nov 2007 to 17 May 2012)
    • CF21 Investment Adviser (6 Oct 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 17 May 2012)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Michael John Robinson

    IRN MJR01209

    • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Michael John Sibson

    IRN MJS01276

    • CF30 Customer (1 Nov 2007 to 10 Nov 2011)
    • CF27 Investment Management (12 Feb 2004 to 31 Oct 2007)
  • Michael Jonathan Prentis

    IRN MJP01178

    • CF27 Investment Management (1 Dec 2001 to 1 Jan 2005)
  • Michael Mark Redman

    IRN MMR01022

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Michael Paul Charles Turner

    IRN MPT01050

    • CF30 Customer (1 Nov 2007 to 11 Mar 2009)
    • CF21 Investment Adviser (24 Apr 2007 to 31 Oct 2007)
    • CF27 Investment Management (4 Sep 2003 to 31 Oct 2007)
  • Michael Raymond Robins

    IRN MRR01045

    • CF30 Customer (3 Apr 2009 to 6 Dec 2010)
    • CF27 Investment Management (1 Dec 2001 to 8 Mar 2004)
  • Michael Ronald John Pacitti

    IRN MRP01070

    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2006)
  • Miles Graham

    IRN MXG01868

    • CF30 Customer (28 Jul 2010 to 1 Oct 2012)
  • Neel Krishnan Mistry

    IRN NXM00386

    • [FCA CF] Client dealing (since 1 Jul 2022)
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Recent activity

Updates to this firm's record on the FCA register.

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