3i Investments Plc

• Principal Place of Business

  3i Investments plc

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753131

  Web

  https://www.3i.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753094

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Richard Gawthorne

  IRN JRG01078

  • CF27 Investment Management (1 Dec 2001 to 28 Feb 2002)
• John Thomson

  IRN JXT91781

  • [FCA CF] Client dealing (28 May 2020 to 30 Oct 2021)
• Jolyon James Latimer

  IRN JJL01082

  • CF30 Customer (30 Apr 2010 to 6 Aug 2010)
• Jonathan Adrien Edington

  IRN JAE01036

  • CF30 Customer (1 Nov 2007 to 31 Mar 2008)
  • CF27 Investment Management (12 Feb 2004 to 31 Oct 2007)
• Jonathan Lindsey Moon

  IRN JLM01093

  • CF30 Customer (1 Nov 2007 to 31 Jul 2012)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Jonathan Paul Asquith

  IRN JPA00025

  • CF2 Non Executive Director (3 May 2011 to 8 Dec 2019)
  • CF30 Customer (3 May 2011 to 31 Mar 2015)
• Jonathan Russell

  IRN JBR01031

  • CF30 Customer (1 Nov 2007 to 4 Oct 2010)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 4 Oct 2010)
• Jonathan Stephen Crane

  IRN JSC01165

  • [FCA CF] Manager of certification employee (28 May 2020 to 17 Sep 2020)
  • [FCA CF] Client dealing (28 May 2020 to 17 Sep 2020)
  • CF30 Customer (2 Dec 2011 to 8 Dec 2019)
• Joseph Wetz

  IRN JXW02153

  • CF30 Customer (5 Dec 2011 to 31 Aug 2012)
• Julia Susan Wilson

  IRN JSW01129

  • [FCA CF] Client dealing (28 May 2020 to 1 Jul 2022)
  • [FCA CF] Material risk taker (28 May 2020 to 1 Jul 2022)
  • SMF3 Executive Director (9 Dec 2019 to 12 May 2022)
  • CF30 Customer (21 Nov 2008 to 8 Dec 2019)
  • CF1 Director (12 May 2006 to 8 Dec 2019)

No changes recorded yet.