Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • SMF9 Chair of the Governing Body (5 Sep 2023 to 14 Sep 2025)
    • SMF11 Chair of the Audit Committee (5 Sep 2023 to 14 Sep 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 4 Sep 2023)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • [FCA CF] Material risk taker (28 May 2020 to 1 Jul 2022)
    • [FCA CF] Client dealing (28 May 2020 to 1 Jul 2022)
    • SMF3 Executive Director (9 Dec 2019 to 12 May 2022)
    • CF30 Customer (21 Nov 2008 to 8 Dec 2019)
    • CF1 Director (12 May 2006 to 8 Dec 2019)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Mar 2021)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (22 Nov 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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