Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (5 Sep 2023 to 14 Sep 2025)
- SMF11 Chair of the Audit Committee (5 Sep 2023 to 14 Sep 2025)
- Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 4 Sep 2023)
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- [FCA CF] Material risk taker (28 May 2020 to 1 Jul 2022)
- [FCA CF] Client dealing (28 May 2020 to 1 Jul 2022)
- SMF3 Executive Director (9 Dec 2019 to 12 May 2022)
- CF30 Customer (21 Nov 2008 to 8 Dec 2019)
- CF1 Director (12 May 2006 to 8 Dec 2019)
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- SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Mar 2021)
- SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (22 Nov 2011 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.