3i Investments Plc

• Principal Place of Business

  3i Investments plc

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753131

  Web

  https://www.3i.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753094

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Julien Marie

  IRN JXM01037

  • [FCA CF] Material risk taker (since 1 Apr 2022)
  • [FCA CF] Significant management (since 1 Apr 2022)
• Justin Darlow

  IRN JXD01869

  • CF30 Customer (8 Dec 2008 to 31 Dec 2008)
• Justin Haschel Maltz

  IRN JHM01059

  • CF30 Customer (1 Nov 2007 to 1 Oct 2015)
  • CF27 Investment Management (10 Mar 2004 to 31 Oct 2007)
• Justyna Karwanska

  IRN JXK02183

  • CF10a CASS Oversight function (2 Nov 2017 to 10 Dec 2018)
• Karl Nicholas Cockwill

  IRN KNC01007

  • CF30 Customer (5 Oct 2011 to 28 Feb 2013)
• Kartik Rasikant Shah

  IRN KRS01088

  • CF10a CASS Oversight function (26 Aug 2015 to 2 Nov 2017)
• Katerina Hanackova

  IRN KXH00202

  • [FCA CF] Client dealing (15 Nov 2023 to 17 Apr 2025)
• Kenneth Robert Beaty

  IRN KRB01042

  • CF30 Customer (1 Nov 2007 to 31 Mar 2013)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Keven David Parker

  IRN KXP01119

  • CF30 Customer (1 Nov 2007 to 1 Oct 2010)
  • CF27 Investment Management (27 Aug 2003 to 31 Oct 2007)
• Kevin John Dunn

  IRN KXD01240

  • [FCA CF] Material risk taker (since 28 May 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (30 Oct 2007 to 8 Dec 2019)

No changes recorded yet.