Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Jun 2020 to 1 May 2024)
- [FCA CF] Functions requiring qualifications (9 Jun 2020 to 1 May 2024)
- CF30 Customer (28 Jul 2016 to 8 Dec 2019)
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- [FCA CF] Functions requiring qualifications (9 Jun 2020 to 1 May 2024)
- [FCA CF] Client dealing (9 Jun 2020 to 1 May 2024)
- CF30 Customer (19 Nov 2016 to 8 Dec 2019)
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- CF30 Customer (8 Aug 2012 to 24 Feb 2014)
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- CF30 Customer (1 Nov 2007 to 2 Jul 2012)
- CF21 Investment Adviser (17 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Mar 2007 to 17 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.