Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Jun 2020 to 1 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Jun 2020 to 1 May 2024)
    • CF30 Customer (28 Jul 2016 to 8 Dec 2019)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Jun 2020 to 1 May 2024)
    • [FCA CF] Client dealing (9 Jun 2020 to 1 May 2024)
    • CF30 Customer (19 Nov 2016 to 8 Dec 2019)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (8 Aug 2012 to 24 Feb 2014)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 2 Jul 2012)
    • CF21 Investment Adviser (17 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Mar 2007 to 17 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.