Zohaib Mir

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EQ Investors Limited

    FRN 539422

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 24 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 24 Nov 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (1 May 2020 to 3 Sep 2021)
    • CF30 Customer (1 May 2020 to 3 Sep 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (7 May 2019 to 3 Jan 2020)
  • OneDome Capital Ltd (no longer approved here)

    FRN 582895

    • (12)Employed By (7 May 2019 to 3 Jan 2020)

Recent activity

Updates to this individual's record on the FCA register.

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