Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LGT Wealth Management UK LLP (no longer approved here)

    FRN 471048

    • [FCA CF] Client dealing (1 Feb 2020 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (1 Feb 2020 to 31 Dec 2024)
    • CF30 Customer (8 Oct 2008 to 8 Dec 2019)
    • CF4 Partner (8 Oct 2008 to 3 Oct 2019)
  • HBOS Investment Fund Managers Limited (no longer approved here)

    FRN 119223

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

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