Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (6 Mar 2020 to 13 Aug 2020)
    • [FCA CF] Client dealing (4 Sep 2019 to 30 Sep 2020)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (22 Mar 2019 to 6 Jul 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Manager of certification employee (12 Sep 2018 to 6 Jul 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 6 Jul 2019)
    • CF30 Customer (6 Dec 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.