Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oculus Wealth Management Limited
FRN 605985
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 1 May 2025)
- Appointed representative dealing with clients for which they require qualification (since 25 Apr 2025)
- CF30 Customer (since 25 Apr 2025)
- [FCA CF] Client dealing (since 25 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 25 Apr 2025)
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Oculus Wealth Management (Dulwich) Limited
FRN 1027592
- (1)Employed By (since 25 Apr 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2025)
- CF30 Customer (7 Dec 2012 to 1 Apr 2025)
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- (16)Employed By (2 May 2013 to 1 Apr 2025)
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- Employed By (2 May 2013 to 1 Apr 2025)
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- CF30 Customer (1 Aug 2010 to 29 Oct 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.