Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF1 Director (2 Jul 2003 to 1 May 2004)
    • CF16 Significant Mgt (Desgntd Investment Business) (18 Apr 2002 to 9 Jun 2006)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 9 Jun 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2006)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • CF1 Director (29 May 2002 to 29 May 2002)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 May 2002 to 29 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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