Zeeshan Uppal

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Yielders Limited

    FRN 745636

    • 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
    • 14. Managing investments
    • 17. Administrative functions in relation to managing investments
    • 21. Advising or arranging (bringing about) equity release transactions
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jul 2017 to 8 Dec 2019)
    • CF1 Director (31 Mar 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)
  • Share In Ltd (no longer approved here)

    FRN 603332

    • CF30 Customer (1 Mar 2017 to 29 Mar 2017)
  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (8 Jun 2016 to 6 Mar 2017)
  • Yielders Limited (no longer approved here)

    FRN 741072

    • Employed By (8 Jun 2016 to 29 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.