Yielders Limited

Date authorised
31 March 2017
Companies House
09757611
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Yielders c/o SAMA Investments
    Corner Oak
    1 Homor Road
    Solihull
    B91 3QG
    UNITED KINGDOM
    Phone
    +442072054650
    Web
    https://yielders.co.uk

  • Complaints Contact

    82 High Street
    Golborne
    Warrington
    WA3 3DA
    UNITED KINGDOM
    Phone
    +4402072054650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Abid Karim

    IRN AXK02841

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (31 Mar 2017 to 8 Dec 2019)
  • Adnan Malik

    IRN AXM00981

    • SMF3 Executive Director (since 7 Feb 2022)
    • SMF1 Chief Executive (since 7 Feb 2022)
    • SMF16 Compliance Oversight (since 7 Feb 2022)
  • Irfan Siddiq Khan

    IRN ISK01011

    • SMF1 Chief Executive (13 Oct 2020 to 16 Aug 2021)
    • SMF16 Compliance Oversight (13 Oct 2020 to 16 Aug 2021)
    • SMF3 Executive Director (13 Oct 2020 to 16 Aug 2021)
    • CF30 Customer (29 Sep 2017 to 8 Dec 2019)
    • CF1 Director (31 Mar 2017 to 8 Jun 2017)
    • CF11 Money Laundering Reporting (31 Mar 2017 to 8 Jun 2017)
  • Umer Suleman

    IRN UXS01149

    • SMF3 Executive Director (9 Dec 2019 to 3 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Apr 2020)
    • CF11 Money Laundering Reporting (6 Oct 2017 to 8 Dec 2019)
    • CF1 Director (6 Oct 2017 to 8 Dec 2019)
    • CF30 Customer (6 Oct 2017 to 8 Dec 2019)
  • Zeeshan Uppal

    IRN ZXU01025

    • 17. Administrative functions in relation to managing investments
    • 21. Advising or arranging (bringing about) equity release transactions
    • 23. Overseeing execution-only sales on a day-to-day basis in relation to equity release transactions
    • 14. Managing investments
    • Sole trader dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jul 2017 to 8 Dec 2019)
    • CF1 Director (31 Mar 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (31 Mar 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.