Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Quilter Cheviot Limited
FRN 124259
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 16 Apr 2025)
- [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
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- Appointed representative dealing with clients for which they require qualification (15 May 2023 to 16 Apr 2025)
- CF30 Customer (9 May 2023 to 16 Apr 2025)
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- (174)Employed By (9 May 2023 to 16 Apr 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Feb 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
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- (5)Employed By (12 Jan 2015 to 16 Mar 2018)
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- CF30 Customer (16 Feb 2012 to 24 Oct 2012)
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- Employed By (11 Sep 2009 to 30 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.