Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 16 Apr 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (15 May 2023 to 16 Apr 2025)
    • CF30 Customer (9 May 2023 to 16 Apr 2025)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (174)Employed By (9 May 2023 to 16 Apr 2025)
  • Kerr Henderson (Financial Services) Limited (no longer approved here)

    FRN 125322

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Feb 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 Feb 2023)
  • Jigsaw Financial Associates Limited (no longer approved here)

    FRN 519787

    • (5)Employed By (12 Jan 2015 to 16 Mar 2018)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (16 Feb 2012 to 24 Oct 2012)
  • Zara Martin (no longer approved here)

    FRN 503559

    • Employed By (11 Sep 2009 to 30 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.