Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (8 Aug 2003 to 6 Jul 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.