LIGHTBLUE UK LIMITED

• Principal Place of Business

  4 Southbourne Grove

  Westcliff-on-Sea

  Essex

  SS0 9UR

  UNITED KINGDOM

  Phone

  +4401702471620

  Web

  https://www.lightblueuk.com

• Complaints Contact

  4 Southbourne Grove

  Westcliff-on-Sea

  Essex

  SS0 9UR

  UNITED KINGDOM

  Phone

  +441702471620

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Negotiation

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  • · This permission is limited to debt adjusting which is provided in connection with investment advice or advice on buy to let mortgages
  • · This permission is limited to debt adjusting with no debt management activity

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling which is provided in connection with investment advice or advice on buy to let mortgages
  • · This permission is limited to debt counselling with no debt management activity

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

• Christine Louise Coleman

  IRN CLC01073

  • CF1 Director (19 Jun 2008 to 1 May 2009)
• Damian Charles O'Connor

  IRN DCO00001

  • CF4 Partner (AR) (since 15 Sep 2010)
  • CF30 Customer (1 Dec 2012 to 21 Dec 2012)
• Dennis Baum

  IRN DXB00019

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
• Gail Florence Harris

  IRN GFH01025

  • CF1 Director (19 Jun 2008 to 6 Aug 2012)
• James Cheesman

  IRN JXC26151

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Jennifer Mary Montague

  IRN JMM01296

  • CF30 Customer (1 Sep 2012 to 2 Jun 2014)
• Joanne Elizabeth Dennison

  IRN JED01131

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (19 Jun 2008 to 8 Dec 2019)
• John Harris

  IRN JXH00008

  • CF30 Customer (1 Nov 2007 to 3 Jan 2016)
  • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
  • CF1 Director (3 May 2005 to 6 Aug 2012)
  • CF8 Apportionment and Oversight (3 May 2005 to 31 Mar 2009)
• Mark William Dennison

  IRN MWD00002

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] CASS oversight function (since 9 Dec 2020)
  • [FCA CF] Client dealing (since 9 Sep 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Sep 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (3 May 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (3 May 2005 to 8 Dec 2019)
  • CF1 Director (3 May 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 May 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (3 May 2005 to 31 Oct 2007)
• Martin Paul Smith

  IRN MPS01083

  • [FCA CF] Client dealing (9 Dec 2020 to 14 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2025)
  • CF30 Customer (26 Mar 2015 to 8 Dec 2019)

• Lightblue Online LLP

  FRN 530887 · Appointed 1 Sep 2010

• Roxburgh Ltd (no longer appointed)

  FRN 464721 · Appointed 18 Oct 2012 · Until 7 Feb 2013

No changes recorded yet.