Martin Paul Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • My Pension Expert Limited

    FRN 579999

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 29 Apr 2025)
    • [FCA CF] Client dealing (since 29 Apr 2025)
  • LIGHTBLUE UK LIMITED (no longer approved here)

    FRN 419415

    • [FCA CF] Client dealing (9 Dec 2020 to 14 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2025)
    • CF30 Customer (26 Mar 2015 to 8 Dec 2019)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (7 Jul 2009 to 3 Dec 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (11 Feb 2008 to 26 Jun 2009)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (1 Nov 2007 to 18 Jan 2008)
    • CF22 Investment Adviser (Trainee) (16 Jan 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (28 Nov 2002 to 23 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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